Long Title. Big Mission.
Martha Legg Millerâs Remarks at Maha Discovery Festival on August 15, 2019
View ArticleSEC Charges Prudential Subsidiaries For Misleading Funds They Advised,...
The Securities and Exchange Commission today charged two subsidiaries of Prudential Financial Inc. with failing to disclose conflicts of interest and making misleading disclosures to the boards for 94...
View ArticleRaymond James Agrees to Pay $15 Million for Improperly Charging Retail Investors
The Securities and Exchange Commission today instituted a settled order against three Raymond James entities for improperly charging advisory fees on inactive retail client accounts and charging excess...
View ArticleSEC Proposes Rules to Update Statistical Disclosures for Banking Registrants
The Securities and Exchange Commission today announced that it has proposed rules to update the statistical disclosures that bank and savings and loan registrants provide to investors, and eliminate...
View ArticleSEC Halts Alleged $125 Million Offering Fraud
The Securities and Exchange Commission today announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze against three individuals and three entities...
View ArticleSEC Charges ICO Incubator and Founder for Unregistered Offering and...
The Securities and Exchange Commission today sued ICOBox and its founder Nikolay Evdokimov for conducting an illegal $14 million securities offering of ICOBoxâs digital tokens and for acting as...
View ArticleSEC Adopts New Rules and Amendments under Title VII of Dodd-Frank
The Securities and Exchange Commission today announced that it took a significant step toward establishing the regulatory regime for security-based swap dealers by adopting a package of rules and rule...
View ArticleSEC Charges Nissan, Former CEO, and Former Director with Fraudulently...
The Securities and Exchange Commission today filed settled fraud charges against Nissan, its former CEO Carlos Ghosn, and its former director Greg Kelly related to false financial disclosures that...
View ArticleSEC Charges PwC LLP With Violating Auditor Independence Rules and Engaging in...
The Securities and Exchange Commission today charged accounting firm PricewaterhouseCoopers LLP with improper professional conduct in connection with 19 engagements on behalf of 15 SEC-registered...
View ArticleSEC Brings New Charges in Multimillion Dollar Boiler Room Schemes
The Securities and Exchange Commission today announced new charges arising from a New York-based boiler-room scheme, alleging that Benjamin Conde orchestrated the manipulation of millions of shares...
View ArticleDoes the financial crisis change the economic risk perception of crude oil...
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Likun Lei, Yue Shang, Yongfei Chen, Yu WeiAbstractIn this paper, we argue that the 2008 financial crisis changes...
View ArticlePolitical connections and the value of cash holdings
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Yuanto KusnadiAbstractThis study examines how political connections influence the value of cash holdings in an...
View ArticleNowcasting of the U.S. unemployment rate using Google Trends
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Shintaro Nagao, Fumiko Takeda, Riku TanakaAbstractThis study examines whether and how the search intensity data...
View ArticleThe causality between liquidity and volatility in the Polish stock market
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Barbara BÄdowska-Sójka, Agata KliberAbstractWe study dependencies between liquidity and volatility in the...
View ArticleSocial-media and intraday stock returns: The pricing power of sentiment
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): David C. Broadstock, Dayong ZhangAbstractThis paper tests whether sentiment extracted from social-media (Twitter),...
View ArticleCredit rating and microfinance lending decisions based on loss given default...
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Baofeng Shi, Xue Zhao, Bi Wu, Yizhe DongAbstractThis paper proposes a credit rating model that considers the impact...
View ArticleShare repurchases under uncertainty: U.S. evidence
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Burak Pirgaip, Burcu DinçergökAbstractWe examine the impact of economic policy uncertainty as measured by Baker...
View ArticleRevisiting the price effect in US stocks
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Paul Geertsema, Helen LuAbstractNominal price does not predict average stock returns in the cross-section of US...
View ArticleWhat influences portfolio contagion among open-end mutual funds?
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Junbin Liu, Xiaoxing Liu, Guangping ShiAbstractThis paper investigates the time-varying impacts of macroeconomic...
View ArticleDoes CSR influence M&A target choices?
Publication date: September 2019Source: Finance Research Letters, Volume 30Author(s): Mathieu GomesAbstractWe examine the impact of corporate social responsibility (CSR) on mergers and acquisitions...
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